NEWTEK BUSINESS SVCS CORP

Ticker: NEWT CUSIP: 652526203 Class: Common Stock

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 13,766 Value ($000) $196 Avg Close $13.38 Range $12.26 - $14.44

Q2 2016

Shares 13,766 Value ($000) $175 Avg Close $12.65 Range $11.83 - $13.36

Q1 2016

Shares 13,766 Value ($000) $172 Avg Close $11.44 Range $9.37 - $14.51

Q4 2015

Shares 13,766 Value ($000) $197 Avg Close $15.57 Range $12.80 - $19.18

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	13,766	$196	$13.38	$12.26 - $14.44
Q2 2016	13,766	$175	$12.65	$11.83 - $13.36
Q1 2016	13,766	$172	$11.44	$9.37 - $14.51
Q4 2015	13,766	$197	$15.57	$12.80 - $19.18