NEWTEK BUSINESS SVCS CORP

Ticker: NEWT CUSIP: 652526203 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Patriot Financial Partners GP II, L.P.2,307,692$26,192
BlackRock, Inc.2,162,835$24,548
VANGUARD GROUP INC1,516,091$17,208
GEODE CAPITAL MANAGEMENT, LLC617,989$7,016
GOLDMAN SACHS GROUP INC549,239$6,234
AQR CAPITAL MANAGEMENT LLC535,523$6,078
MARSHALL WACE, LLP514,980$5,845
STATE STREET CORP501,904$5,791
North Reef Capital Management LP386,923$4,392
PRICE T ROWE ASSOCIATES INC /MD/357,106$4
ROYCE & ASSOCIATES LP337,544$3,831
Nuveen, LLC272,791$3,096
Connor, Clark & Lunn Investment Management Ltd.268,676$3,049
TWO SIGMA INVESTMENTS, LP257,781$2,926
D. E. Shaw & Co., Inc.233,344$2,648
NORTHERN TRUST CORP171,888$1,951
MORGAN STANLEY158,064$1,794
Trexquant Investment LP145,253$1,649
AMERIPRISE FINANCIAL INC138,491$1,572
PRUDENTIAL FINANCIAL INC134,095$1,522
LSV ASSET MANAGEMENT131,800$1
Squarepoint Ops LLC131,707$1,495
UBS Group AG124,439$1,412
JPMORGAN CHASE & CO108,765$1,234
BARRETT & COMPANY, INC.106,020$1,203
Bank of New York Mellon Corp101,775$1,155
GSA CAPITAL PARTNERS LLP99,170$1
FIRST TRUST ADVISORS LP97,214$1,103
JANE STREET GROUP, LLC94,502$1,073
Jump Financial, LLC88,084$1,000
Huber Capital Management LLC86,207$978
Boston Partners79,789$906
CITADEL ADVISORS LLC66,379$753
Qube Research & Technologies Ltd63,903$725
AMERICAN CENTURY COMPANIES INC63,620$722
Ancora Advisors LLC63,200$717
MILLENNIUM MANAGEMENT LLC61,895$703
CITIGROUP INC57,256$650
Almitas Capital LLC53,570$608
BANK OF AMERICA CORP /DE/51,681$587
BARCLAYS PLC46,818$531
IEQ CAPITAL, LLC45,942$521
Man Group plc45,906$521
Invesco Ltd.44,519$505
Creative Planning43,447$493
TWO SIGMA ADVISERS, LP42,300$480
Point72 Asset Management, L.P.41,142$467
AVENIR CORP40,800$463
Quantinno Capital Management LP40,553$460
WELLS FARGO & COMPANY/MN39,082$444
Jefferies Financial Group Inc.35,000$397
Graham Capital Management, L.P.33,034$375
Founders Financial Alliance, LLC30,401$345
BRIDGEWAY CAPITAL MANAGEMENT, LLC29,700$337
RHUMBLINE ADVISERS29,188$331
SEGALL BRYANT & HAMILL, LLC28,064$319
JACKSON THORNTON ASSET MANAGEMENT, LLC26,048$312
Russell Investments Group, Ltd.25,720$292
ALLIANCEBERNSTEIN L.P.25,670$291
1620 INVESTMENT ADVISORS, INC.24,637$280
MetLife Investment Management, LLC22,446$255
AlphaQuest LLC22,161$252
CWM, LLC21,793$0
RAYMOND JAMES FINANCIAL INC21,221$241
LPL Financial LLC21,220$241
DEUTSCHE BANK AG\17,897$203
Kestra Advisory Services, LLC17,742$201
Arkadios Wealth Advisors16,827$191
BEACON INVESTMENT ADVISORS LLC16,499$187
TUDOR INVESTMENT CORP ET AL15,254$173
Verition Fund Management LLC15,200$173
BNP PARIBAS ARBITRAGE, SA15,142$172
Cerity Partners LLC13,714$156
Round Rock Advisors, LLC13,000$148
Focus Partners Wealth12,535$142
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC11,901$142
Mariner, LLC10,708$122
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.10,433$118
Cambridge Investment Research Advisors, Inc.10,355$0
INTECH INVESTMENT MANAGEMENT LLC10,334$117
Aquatic Capital Management LLC8,370$95
NEW YORK STATE COMMON RETIREMENT FUND7,597$86
LOS ANGELES CAPITAL MANAGEMENT LLC7,059$72
Police & Firemen's Retirement System of New Jersey5,933$67
FMR LLC4,114$47
Glen Eagle Advisors, LLC4,083$46
OSAIC HOLDINGS, INC.3,479$39
Tower Research Capital LLC (TRC)3,253$37
Allworth Financial LP2,421$27
IFP Advisors, Inc2,144$24
Crewe Advisors LLC2,000$23
PNC Financial Services Group, Inc.1,936$22
Ameritas Investment Partners, Inc.1,925$22
VISION FINANCIAL MARKETS LLC1,910$22
Legal & General Group Plc1,888$21
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC1,875$21
ROYAL BANK OF CANADA1,688$18
Farther Finance Advisors, LLC1,678$19
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM1,380$16
Sterling Capital Management LLC1,291$15
32 other institutions12,817$115
Total (132 institutions)14,412,379$156,628