NEWTEK BUSINESS SVCS CORP

Ticker: NEWT CUSIP: 652526203 Class: Common Stock

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 2,350 Value ($000) $35 Avg Close $13.70 Range $12.61 - $15.75

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	2,350	$35	$13.70	$12.61 - $15.75