NEWTEK BUSINESS SVCS CORP

Ticker: NEWT CUSIP: 652526203 Class: Common Stock

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015

Shares 200 Value ($000) $3 Avg Close $17.66 Range $14.66 - $19.82

Q2 2015

Shares 200 Value ($000) $3 Avg Close $17.59 Range $16.42 - $18.85

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2015	200	$3	$17.66	$14.66 - $19.82
Q2 2015	200	$3	$17.59	$16.42 - $18.85