NEWTEK BUSINESS SVCS CORP

Ticker: NEWT CUSIP: 652526203 Class: Common Stock

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 800 Value ($000) $0 Avg Close $10.91 Range $9.59 - $12.38

Q1 2023

Shares 3,416 Value ($000) $0 Avg Close $16.50 Range $11.19 - $20.83

Q2 2021

Shares 1,710 Value ($000) $59 Avg Close $31.41 Range $26.41 - $38.78

Q1 2021

Shares 4,531 Value ($000) $120 Avg Close $22.83 Range $18.77 - $28.63

Q4 2020

Shares 2,000 Value ($000) $39 Avg Close $18.01 Range $16.24 - $19.82

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	800	$0	$10.91	$9.59 - $12.38
Q1 2023	3,416	$0	$16.50	$11.19 - $20.83
Q2 2021	1,710	$59	$31.41	$26.41 - $38.78
Q1 2021	4,531	$120	$22.83	$18.77 - $28.63
Q4 2020	2,000	$39	$18.01	$16.24 - $19.82