CUSIP: 65339F119 Class: UNIT 11/01/2027
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Fosun International Ltd | 6,700,000 | $3,266 |
| Elequin Capital, LP | 10,246 | $497 |
| RAYMOND JAMES FINANCIAL INC | 206,341 | $10,041 |
| BARCLAYS PLC | 67,317 | $3,282 |
| CITADEL ADVISORS LLC | 7,497 | $365 |
| OSAIC HOLDINGS, INC. | 2,147 | $105 |
| ANGELES WEALTH MANAGEMENT, LLC | 552 | $27 |
| UBS Group AG | 282 | $14 |
| BLAIR WILLIAM & CO/IL | 190 | $9 |
| AE Wealth Management LLC | 114 | $6 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 51 | $2 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| PIER 88 INVESTMENT PARTNERS LLC | 256,330 | 457,230 | +200,900 (+78.4%) |
| RATIONAL ADVISORS LLC | 74,400 | 190,800 | +116,400 (+156.5%) |
| KAYNE ANDERSON CAPITAL ADVISORS LP | 25,000 | 60,000 | +35,000 (+140.0%) |
| GABELLI FUNDS LLC | 88,000 | 128,000 | +40,000 (+45.5%) |
| CITIGROUP INC | 107,000 | 346,750 | +239,750 (+224.1%) |
| Formidable Asset Management, LLC | 23,190 | 24,885 | +1,695 (+7.3%) |
| FRANKLIN RESOURCES INC | 6,150,803 | 6,374,769 | +223,966 (+3.6%) |
| JPMORGAN CHASE & CO | 151,657 | 199,819 | +48,162 (+31.8%) |
| STATE STREET CORP | 415,000 | 430,000 | +15,000 (+3.6%) |
| WELLS FARGO & COMPANY/MN | 71,365 | 75,333 | +3,968 (+5.6%) |
| BANK OF AMERICA CORP /DE/ | 130,689 | 132,710 | +2,021 (+1.5%) |
| MORGAN STANLEY | 29,081 | 30,630 | +1,549 (+5.3%) |
| Steward Partners Investment Advisory, LLC | 825 | 1,375 | +550 (+66.7%) |
| Cambridge Investment Research Advisors, Inc. | 41,220 | 43,799 | +2,579 (+6.3%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Portman Square Capital LLP | 2,051,000 | 51,000 | -2,000,000 (-97.5%) |
| Bright Futures Wealth Management, LLC. | 24,651 | 24,220 | -431 (-1.7%) |
| AMERIPRISE FINANCIAL INC | 1,072,400 | 524,400 | -548,000 (-51.1%) |
| WOLVERINE ASSET MANAGEMENT LLC | 41,476 | 7,782 | -33,694 (-81.2%) |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 3,609,300 | 3,518,672 | -90,628 (-2.5%) |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 635,439 | 571,380 | -64,059 (-10.1%) |
| VICTORY CAPITAL MANAGEMENT INC | 734,072 | 675,749 | -58,323 (-7.9%) |
| BlackRock, Inc. | 2,378,664 | 2,271,843 | -106,821 (-4.5%) |
| COMERICA BANK | 931 | 357 | -574 (-61.7%) |
| Nuveen, LLC | 25,700 | 25,100 | -600 (-2.3%) |
| VAN ECK ASSOCIATES CORP | 915,686 | 904,524 | -11,162 (-1.2%) |
| Thrivent Financial for Lutherans | 209,723 | 201,898 | -7,825 (-3.7%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| SANDERS MORRIS HARRIS LLC | 69,865 | $3,286 |
| JANUS HENDERSON GROUP PLC | 130,000 | $6,126 |
| Advisory Services Network, LLC | 800 | $38 |
| IFP Advisors, Inc | 26 | $1 |