NEXPOINT DIVERSIFIED REL ET

Institution	Shares	Value ($000)
Claro Advisors Inc.	11,377	$44
Point72 Asset Management, L.P.	52,464	$201
MILLENNIUM MANAGEMENT LLC	50,457	$193
SUSQUEHANNA INTERNATIONAL GROUP, LLP	26,973	$103
IHT Wealth Management, LLC	11,493	$44
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO	12,313	$47
NEUBERGER BERMAN GROUP LLC	13,265	$51
Garner Asset Management Corp	1,151	$4
Pinnacle Wealth Planning Services, Inc.	1,258	$5
Thomas J. Herzfeld Advisors, Inc.	276	$1
GAMMA Investing LLC	183	$1
Transamerica Financial Advisors, Inc.	26	$0
ROTHSCHILD INVESTMENT LLC	13	$0
Avion Wealth	1,537	$0
Dunhill Financial, LLC	1	$0

Increased Positions (52)

NEXPOINT ASSET MANAGEMENT, L.P.

Value ($000) $19,261 (+6.4%) Shares 5,028,935 (+2.5%)

WEDBUSH SECURITIES INC

Value ($000) $7 (+516.9%) Shares 1,939,041 (+494.3%)

Bulldog Investors, LLP

Value ($000) $1,123 (+9.1%) Shares 293,119 (+5.1%)

NATIONS FINANCIAL GROUP INC, /IA/ /ADV

Value ($000) $634 (+42.6%) Shares 165,425 (+37.4%)

MADDEN SECURITIES Corp

Value ($000) $849 (+6.4%) Shares 221,569 (+2.5%)

RAYMOND JAMES FINANCIAL INC

Value ($000) $3,806 (+1242.3%) Shares 993,745 (+1193.2%)

BlackRock, Inc.

Value ($000) $11,606 (+8.1%) Shares 3,030,215 (+4.1%)

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

Value ($000) $1,426 (+38.6%) Shares 372,444 (+33.6%)

TCW GROUP INC

Value ($000) $2,813 (+7.7%) Shares 734,487 (+3.8%)

Sovereign Financial Group, Inc.

Value ($000) $90 (+32.0%) Shares 23,449 (+27.2%)

JANE STREET GROUP, LLC

Value ($000) $419 (+82.9%) Shares 109,289 (+76.3%)

GOLDMAN SACHS GROUP INC

Value ($000) $393 (+78.9%) Shares 102,686 (+72.4%)

STATE STREET CORP

Value ($000) $3,170 (+9.0%) Shares 827,560 (+5.0%)

BARCLAYS PLC

Value ($000) $244 (-13.5%) Shares 63,639 (+41.2%)

BANK OF AMERICA CORP /DE/

Value ($000) $162 (+130.6%) Shares 42,291 (+122.1%)

FMR LLC

Value ($000) $37 (+813.1%) Shares 9,563 (+779.8%)

Russell Investments Group, Ltd.

Value ($000) $49 (+146.1%) Shares 12,904 (+137.1%)

WELLS FARGO & COMPANY/MN

Value ($000) $178 (+20.6%) Shares 46,515 (+16.2%)

IFP Advisors, Inc

Value ($000) $17 (+27171.4%) Shares 4,486 (+26288.2%)

BTG Pactual Asset Management US LLC

Value ($000) $277 (+3.7%) Shares 66,111 (+3.7%)

Institution	Prev Shares	Curr Shares	Change
NEXPOINT ASSET MANAGEMENT, L.P.	4,905,301	5,028,935	+123,634 (+2.5%)
WEDBUSH SECURITIES INC	326,258	1,939,041	+1,612,783 (+494.3%)
Bulldog Investors, LLP	278,799	293,119	+14,320 (+5.1%)
NATIONS FINANCIAL GROUP INC, /IA/ /ADV	120,424	165,425	+45,001 (+37.4%)
MADDEN SECURITIES Corp	216,122	221,569	+5,447 (+2.5%)
RAYMOND JAMES FINANCIAL INC	76,844	993,745	+916,901 (+1193.2%)
BlackRock, Inc.	2,910,471	3,030,215	+119,744 (+4.1%)
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	278,864	372,444	+93,580 (+33.6%)
TCW GROUP INC	707,576	734,487	+26,911 (+3.8%)
Sovereign Financial Group, Inc.	18,437	23,449	+5,012 (+27.2%)
JANE STREET GROUP, LLC	62,005	109,289	+47,284 (+76.3%)
GOLDMAN SACHS GROUP INC	59,566	102,686	+43,120 (+72.4%)
STATE STREET CORP	787,928	827,560	+39,632 (+5.0%)
BARCLAYS PLC	45,072	63,639	+18,567 (+41.2%)
BANK OF AMERICA CORP /DE/	19,039	42,291	+23,252 (+122.1%)
FMR LLC	1,087	9,563	+8,476 (+779.8%)
Russell Investments Group, Ltd.	5,442	12,904	+7,462 (+137.1%)
WELLS FARGO & COMPANY/MN	40,037	46,515	+6,478 (+16.2%)
IFP Advisors, Inc	17	4,486	+4,469 (+26288.2%)
BTG Pactual Asset Management US LLC	63,767	66,111	+2,344 (+3.7%)

Decreased Positions (43)

Matisse Capital

Value ($000) $3,300 (-5.3%) Shares 861,609 (-8.8%)

GatePass Capital, LLC

Value ($000) $1,387 (-13.3%) Shares 362,043 (-16.5%)

Camelot Portfolios, LLC

Value ($000) $1,174 (-5.5%) Shares 306,509 (-9.0%)

Concorde Asset Management, LLC

Value ($000) $1,154 (-1.1%) Shares 301,289 (-8.2%)

SMH CAPITAL ADVISORS INC

Value ($000) $224 (+16.6%) Shares 58,419 (-3.2%)

Legacy Wealth Managment, LLC/ID

Value ($000) $295 (-8.7%) Shares 76,955 (-12.1%)

Burford Brothers, Inc.

Value ($000) $85 (-25.1%) Shares 22,286 (-27.8%)

VANGUARD GROUP INC

Value ($000) $8,365 (-36.1%) Shares 2,184,062 (-38.4%)

MORGAN STANLEY

Value ($000) $10,264 (-8.6%) Shares 2,679,829 (-12.0%)

UBS Group AG

Value ($000) $452 (-59.6%) Shares 118,047 (-61.1%)

GEODE CAPITAL MANAGEMENT, LLC

Value ($000) $3,452 (-8.9%) Shares 901,019 (-12.2%)

CALDWELL SUTTER CAPITAL, INC.

Value ($000) $74 (-9.6%) Shares 19,416 (-12.9%)

JPMORGAN CHASE & CO

Value ($000) $141 (-26.7%) Shares 36,925 (-29.4%)

NORTHERN TRUST CORP

Value ($000) $1,036 (-1.2%) Shares 270,491 (-4.9%)

Quantinno Capital Management LP

Value ($000) $51 (-46.1%) Shares 13,443 (-48.1%)

Cetera Investment Advisers

Value ($000) $116 (-23.3%) Shares 30,204 (-26.1%)

ENVESTNET ASSET MANAGEMENT INC

Value ($000) $90 (-24.8%) Shares 23,372 (-27.5%)

AQR CAPITAL MANAGEMENT LLC

Value ($000) $155 (-8.3%) Shares 40,564 (-11.6%)

Tower Research Capital LLC (TRC)

Value ($000) $11 (-49.3%) Shares 2,996 (-51.1%)

Rockefeller Capital Management L.P.

Value ($000) $4 (-78.3%) Shares 953 (-79.1%)

Institution	Prev Shares	Curr Shares	Change
Matisse Capital	944,847	861,609	-83,238 (-8.8%)
GatePass Capital, LLC	433,362	362,043	-71,319 (-16.5%)
Camelot Portfolios, LLC	336,784	306,509	-30,275 (-9.0%)
Concorde Asset Management, LLC	328,243	301,289	-26,954 (-8.2%)
SMH CAPITAL ADVISORS INC	60,349	58,419	-1,930 (-3.2%)
Legacy Wealth Managment, LLC/ID	87,507	76,955	-10,552 (-12.1%)
Burford Brothers, Inc.	30,873	22,286	-8,587 (-27.8%)
VANGUARD GROUP INC	3,548,253	2,184,062	-1,364,191 (-38.4%)
MORGAN STANLEY	3,044,746	2,679,829	-364,917 (-12.0%)
UBS Group AG	303,173	118,047	-185,126 (-61.1%)
GEODE CAPITAL MANAGEMENT, LLC	1,026,329	901,019	-125,310 (-12.2%)
CALDWELL SUTTER CAPITAL, INC.	22,299	19,416	-2,883 (-12.9%)
JPMORGAN CHASE & CO	52,289	36,925	-15,364 (-29.4%)
NORTHERN TRUST CORP	284,285	270,491	-13,794 (-4.9%)
Quantinno Capital Management LP	25,890	13,443	-12,447 (-48.1%)
Cetera Investment Advisers	40,878	30,204	-10,674 (-26.1%)
ENVESTNET ASSET MANAGEMENT INC	32,245	23,372	-8,873 (-27.5%)
AQR CAPITAL MANAGEMENT LLC	45,906	40,564	-5,342 (-11.6%)
Tower Research Capital LLC (TRC)	6,130	2,996	-3,134 (-51.1%)
Rockefeller Capital Management L.P.	4,562	953	-3,609 (-79.1%)

Exited Positions (14)

Adams Asset Advisors, LLC

Value ($000) $208 Shares 56,300

XTX Topco Ltd

Value ($000) $150 Shares 40,637

CITADEL ADVISORS LLC

Value ($000) $841 Shares 228,012

RENAISSANCE TECHNOLOGIES LLC

Value ($000) $304 Shares 82,435

Quadrature Capital Ltd

Value ($000) $38 Shares 10,233

Verition Fund Management LLC

Value ($000) $42 Shares 11,375

FRANKLIN RESOURCES INC

Value ($000) $42 Shares 11,440

Newbridge Financial Services Group, Inc.

Value ($000) $7 Shares 1,816

LOOMIS SAYLES & CO L P

Value ($000) $12 Shares 3,377

Asset Dedication, LLC

Value ($000) $3 Shares 835

TD Waterhouse Canada Inc.

Value ($000) $1 Shares 150

COMERICA BANK

Value ($000) $0 Shares 113

Sunbelt Securities, Inc.

Value ($000) $0 Shares 7

MASSMUTUAL TRUST CO FSB/ADV

Value ($000) $0 Shares 1

Institution	Prev Shares	Prev Value ($000)
Adams Asset Advisors, LLC	56,300	$208
XTX Topco Ltd	40,637	$150
CITADEL ADVISORS LLC	228,012	$841
RENAISSANCE TECHNOLOGIES LLC	82,435	$304
Quadrature Capital Ltd	10,233	$38
Verition Fund Management LLC	11,375	$42
FRANKLIN RESOURCES INC	11,440	$42
Newbridge Financial Services Group, Inc.	1,816	$7
LOOMIS SAYLES & CO L P	3,377	$12
Asset Dedication, LLC	835	$3
TD Waterhouse Canada Inc.	150	$1
COMERICA BANK	113	$0
Sunbelt Securities, Inc.	7	$0
MASSMUTUAL TRUST CO FSB/ADV	1	$0