NEXPOINT REAL ESTATE FIN INC

Ticker: NREF CUSIP: 65342V101 Class: REIT

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
NEXPOINT ASSET MANAGEMENT, L.P.9,439,635$132,910
BlackRock, Inc.625,390$8,805
VANGUARD GROUP INC397,174$5,592
RAYMOND JAMES FINANCIAL INC314,049$4,422
MORGAN STANLEY194,271$2,735
GEODE CAPITAL MANAGEMENT, LLC174,155$2,453
STATE STREET CORP170,751$2,404
O'SHAUGHNESSY ASSET MANAGEMENT, LLC157,700$2,220
Copley Financial Group, Inc.123,307$1,736
RITHOLTZ WEALTH MANAGEMENT96,697$1,361
GOLDMAN SACHS GROUP INC89,469$1,260
MILLENNIUM MANAGEMENT LLC87,151$1,227
Penserra Capital Management LLC81,016$1
1776 Wealth LLC72,399$1,019
WEDBUSH SECURITIES INC67,977$1
NORTHERN TRUST CORP52,477$739
LPL Financial LLC44,538$627
Berkeley Capital Partners, LLC40,909$576
Morey & Quinn Wealth Partners, LLC37,884$533
TWO SIGMA INVESTMENTS, LP34,805$490
BANK OF AMERICA CORP /DE/28,834$406
HighTower Advisors, LLC24,672$347
CHARLES SCHWAB INVESTMENT MANAGEMENT INC23,917$337
Concorde Asset Management, LLC23,350$329
BARCLAYS PLC22,858$322
JANE STREET GROUP, LLC22,422$316
Russell Investments Group, Ltd.22,322$314
Cetera Investment Advisers19,954$281
Navis Wealth Advisors, LLC19,645$277
ACADIAN ASSET MANAGEMENT LLC19,627$0
Bank of New York Mellon Corp17,142$241
ALLIANCEBERNSTEIN L.P.13,840$195
Invesco Ltd.11,854$167
OSAIC HOLDINGS, INC.11,804$166
RHUMBLINE ADVISERS10,411$147
DEUTSCHE BANK AG\9,999$141
WELLS FARGO & COMPANY/MN8,581$121
Daytona Street Capital LLC7,000$99
NEW YORK STATE COMMON RETIREMENT FUND5,468$77
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.3,520$50
JPMORGAN CHASE & CO3,253$46
Legacy Wealth Managment, LLC/ID3,155$44
BNP PARIBAS ARBITRAGE, SA2,676$38
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO1,970$28
Police & Firemen's Retirement System of New Jersey1,846$26
STRS OHIO1,700$24
NISA INVESTMENT ADVISORS, LLC1,562$22
ROYAL BANK OF CANADA1,535$22
Tower Research Capital LLC (TRC)1,225$17
UBS Group AG959$14
Legal & General Group Plc717$10
JONES FINANCIAL COMPANIES LLLP600$8
Ameritas Investment Partners, Inc.588$8
CITIGROUP INC556$8
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM471$7
Sterling Capital Management LLC441$6
UBS ASSET MANAGEMENT AMERICAS INC414$6
FMR LLC393$6
CWM, LLC336$0
HARBOUR INVESTMENTS, INC.300$4
AMALGAMATED BANK240$0
HARBOR CAPITAL ADVISORS, INC.219$0
GAMMA Investing LLC209$3
Covestor Ltd196$0
GILPIN WEALTH MANAGEMENT, LLC164$2
Optiver Holding B.V.152$2
EverSource Wealth Advisors, LLC110$2
MASSMUTUAL TRUST CO FSB/ADV64$1
PNC Financial Services Group, Inc.40$1
IFP Advisors, Inc30$0
Transamerica Financial Advisors, Inc.15$0
Kilter Group LLC9$0
MAI Capital Management6$0
ROTHSCHILD INVESTMENT LLC1$0
Allworth Financial LP1$0
SRS Capital Advisors, Inc.1$0
Total (76 institutions)12,655,128$175,800