Ticker: NNAVW CUSIP: 65345N114 Class: *W EXP 99/99/999
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| LMR Partners LLP | 1,305,086 | $9,331 |
| BARCLAYS PLC | 1,002,458 | $7,168 |
| Caption Management, LLC | 840,850 | $6,012 |
| BOOTHBAY FUND MANAGEMENT, LLC | 300,000 | $4,992 |
| ZAZOVE ASSOCIATES LLC | 170,655 | $1,221 |
| ARISTEIA CAPITAL, L.L.C. | 143,156 | $1,024 |
| WOLVERINE ASSET MANAGEMENT LLC | 106,078 | $758 |
| Hudson Bay Capital Management LP | 91,131 | $652 |
| GAMCO INVESTORS, INC. ET AL | 70,000 | $501 |
| Perigon Wealth Management, LLC | 60,400 | $432 |
| INGALLS & SNYDER LLC | 48,174 | $0 |
| K2 PRINCIPAL FUND, L.P. | 48,080 | $344 |
| Whitefort Capital Management, LP | 47,264 | $338 |
| Walleye Capital LLC | 33,205 | $237 |
| T3 Companies, LLC | 32,400 | $232 |
| KITCHING PARTNERS, LLC | 30,726 | $220 |
| WELLS FARGO & COMPANY/MN | 3,550 | $25 |
| Spire Wealth Management | 2,000 | $14 |
| UBS Group AG | 628 | $4 |
| Total (19 institutions) | 4,335,841 | $33,507 |