NIU TECHNOLOGIES

Ticker: NIU CUSIP: 65481N100 Class: ADS

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Invesco Ltd.3,649,665$11,058
MORGAN STANLEY1,462,807$4,432
ACADIAN ASSET MANAGEMENT LLC1,006,238$3
RENAISSANCE TECHNOLOGIES LLC544,400$1,650
DIMENSIONAL FUND ADVISORS LP442,193$1,341
Qube Research & Technologies Ltd417,174$1,264
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND273,800$830
MILLENNIUM MANAGEMENT LLC243,788$739
Assenagon Asset Management S.A.180,688$547
UBS Group AG178,266$540
Jump Financial, LLC176,021$533
JPMORGAN CHASE & CO147,769$448
NOMURA HOLDINGS INC143,000$433
SUSQUEHANNA INTERNATIONAL GROUP, LLP134,484$407
JANE STREET GROUP, LLC123,810$375
STATE STREET CORP121,965$370
PharVision Advisers, LLC119,283$361
Susquehanna Portfolio Strategies, LLC106,033$321
Pathstone Holdings, LLC103,147$313
Point72 Asset Management, L.P.87,876$266
TWO SIGMA ADVISERS, LP73,200$222
BARCLAYS PLC58,846$178
TWO SIGMA INVESTMENTS, LP56,200$170
GOLDMAN SACHS GROUP INC50,921$154
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO50,835$154
GEODE CAPITAL MANAGEMENT, LLC44,796$136
Headlands Technologies LLC43,319$131
Police & Firemen's Retirement System of New Jersey42,415$129
Centiva Capital, LP35,819$109
XTX Topco Ltd32,040$97
BOOTHBAY FUND MANAGEMENT, LLC28,399$86
Virtu Financial LLC26,309$0
HRT FINANCIAL LP21,355$0
Connor, Clark & Lunn Investment Management Ltd.18,057$55
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.16,242$50
Quadrature Capital Ltd15,660$47
SEI INVESTMENTS CO13,741$42
Russell Investments Group, Ltd.12,509$40
SIMPLEX TRADING, LLC11,949$36
NOMURA ASSET MANAGEMENT INTERNATIONAL INC.10,738$33
GSA CAPITAL PARTNERS LLP10,582$0
BANK OF AMERICA CORP /DE/9,235$28
Quarry LP9,036$27
Tower Research Capital LLC (TRC)8,237$25
NEW YORK STATE COMMON RETIREMENT FUND7,215$22
EverSource Wealth Advisors, LLC3,241$10
NATIONAL BANK OF CANADA /FI/2,800$8
NewEdge Advisors, LLC2,552$8
Federation des caisses Desjardins du Quebec2,000$6
RHUMBLINE ADVISERS1,367$4
SBI Securities Co., Ltd.1,260$4
TD Waterhouse Canada Inc.1,100$3
Spire Wealth Management1,000$3
Rockefeller Capital Management L.P.1,000$3
Erste Asset Management GmbH625$2
OSAIC HOLDINGS, INC.600$2
Leonteq Securities AG282$1
EFG International AG200$1
ROYAL BANK OF CANADA150$0
WINNOW WEALTH LLC150$1
JONES FINANCIAL COMPANIES LLLP37$0
WELLS FARGO & COMPANY/MN10$0
BlackRock, Inc.10$0
PNC Financial Services Group, Inc.7$0
CITIGROUP INC4$0
Total (65 institutions)10,388,457$28,259