NORTHERN LTS FD TR IV

Ticker: BUYW CUSIP: 66538H179 Class: MAIN BUYWRITE

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Brinker Capital Investments, LLC21,709,890$310,886
LPL Financial LLC14,725,588$210,870
Main Management LLC8,036,358$115
OSAIC HOLDINGS, INC.7,510,759$107,554
ENVESTNET ASSET MANAGEMENT INC2,538,709$36,354
Encompass More Asset Management2,418,219$34,629
Virtue Capital Management, LLC1,240,039$17,708
CWM, LLC939,710$13
San Luis Wealth Advisors LLC789,794$11,310
POTOMAC FUND MANAGEMENT INC /ADV703,090$10,068
Madrona Financial Services, LLC328,498$4,704
Echo45 Advisors LLC310,407$4,445
Cetera Investment Advisers245,723$3,519
GWN SECURITIES INC.243,877$3,492
Foundations Investment Advisors, LLC241,115$3,453
Copley Financial Group, Inc.222,894$3,192
Tactive Advisors, LLC203,290$2,911
Global Retirement Partners, LLC167,572$2,400
INTEGRITY ALLIANCE, LLC.154,385$2,211
Cambridge Investment Research Advisors, Inc.152,565$2
Pine Valley Investments Ltd Liability Co148,883$2,132
Dynamic Advisor Solutions LLC130,234$1,865
AMG Asset Management Group, Inc.120,435$1,725
SILVER OAK SECURITIES, INCORPORATED116,078$1,663
Ashton Thomas Private Wealth, LLC102,369$1,466
CreativeOne Wealth, LLC101,271$1,450
GeoWealth Management, LLC85,745$1,228
CFS Investment Advisory Services, LLC80,210$1,149
Sonoma Allocations LLC76,886$1,103
Silver Grove Financial Group, Inc.75,803$1,086
Astoria Portfolio Advisors LLC.72,944$1,037
PFG Advisors71,731$1,027
Ausdal Financial Partners, Inc.69,445$994
United Advisor Group, LLC59,480$852
Mutual Advisors, LLC51,668$740
COLDSTREAM CAPITAL MANAGEMENT INC44,032$631
Envestnet Portfolio Solutions, Inc.36,692$525
OLD MISSION CAPITAL LLC33,886$485
KINGSWOOD WEALTH ADVISORS, LLC30,692$440
Gibbs Wealth Management27,887$399
MONEY CONCEPTS CAPITAL CORP24,293$348
Koshinski Asset Management, Inc.24,134$346
Kestra Advisory Services, LLC21,143$303
Sigma Planning Corp20,972$300
VisionPoint Advisory Group, LLC17,966$257
Integrity Advisory Solutions, LLC15,104$216
PARTNERS WEALTH MANAGEMENT, LLC13,827$198
COLUMBIA ADVISORY PARTNERS LLC13,683$196
RAYMOND JAMES FINANCIAL INC13,547$194
Oak Harvest Investment Services13,383$192
FLORIDA FINANCIAL ADVISORS, LLC11,256$161
BANK OF AMERICA CORP /DE/10,316$148
AE Wealth Management LLC9,958$143
HARBOUR INVESTMENTS, INC.5,719$82
CoreCap Advisors, LLC1,274$18
UBS Group AG1,244$18
Farther Finance Advisors, LLC1,038$15
EverSource Wealth Advisors, LLC445$6
Allworth Financial LP195$3
IFP Advisors, Inc145$2
Root Financial Partners, LLC115$2
IFC & Insurance Marketing, Inc.104$0
Fortis Group Advisors, LLC74$1
NBC SECURITIES, INC.55$1
ASSETMARK, INC44$1
WELLS FARGO & COMPANY/MN2$0
Total (66 institutions)64,638,889$794,982