NORTHERN LTS FD TR IV

Ticker: FMCX CUSIP: 66538H211 Class: FM FOCUS EQUITY

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
FIRST MANHATTAN CO. LLC.3,043,333$104,811
Avalon Trust Co2,600$90
UBS Group AG354$12
NBC SECURITIES, INC.70$2
Federation des caisses Desjardins du Quebec25$1
Total (5 institutions)3,046,382$104,916