NORTHERN LTS FD TR IV

Ticker: TMAT CUSIP: 66538H278 Class: MAIN THEMATC IN

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (10)

Echo45 Advisors LLC
Value ($000) $2,110 Shares 84,381
San Luis Wealth Advisors LLC
Value ($000) $425 Shares 16,983
Advyzon Investment Management, LLC
Value ($000) $301 Shares 12,027
Visionary Wealth Advisors
Value ($000) $442 Shares 17,688
Cassaday & Co Wealth Management LLC
Value ($000) $297 Shares 11,868
GOLDMAN SACHS GROUP INC
Value ($000) $771 Shares 30,833
Kestra Advisory Services, LLC
Value ($000) $48 Shares 1,908
UBS Group AG
Value ($000) $28 Shares 1,105
Fortis Group Advisors, LLC
Value ($000) $1 Shares 58
WELLS FARGO & COMPANY/MN
Value ($000) $0 Shares 1

Increased Positions (4)

GWN SECURITIES INC.
Value ($000) $282 (+21.9%) Shares 11,263 (+32.6%)
LPL Financial LLC
Value ($000) $11,470 (-0.4%) Shares 458,633 (+7.8%)
MORGAN STANLEY
Value ($000) $302 (+580451.9%) Shares 12,070 (+1206900.0%)
U.S. Capital Wealth Advisors, LLC
Value ($000) $1,239 (-3.5%) Shares 49,554 (+4.5%)

Decreased Positions (19)

Brinker Capital Investments, LLC
Value ($000) $60,864 (-10.0%) Shares 2,433,593 (-2.6%)
Copley Financial Group, Inc.
Value ($000) $595 (-13.3%) Shares 23,777 (-6.2%)
Silver Grove Financial Group, Inc.
Value ($000) $419 (-12.5%) Shares 16,767 (-5.3%)
Gibbs Wealth Management
Value ($000) $407 (-26.5%) Shares 16,288 (-20.4%)
Geneos Wealth Management Inc.
Value ($000) $17 (-97.6%) Shares 691 (-97.4%)
GeoWealth Management, LLC
Value ($000) $1,567 (-23.5%) Shares 62,662 (-17.2%)
OSAIC HOLDINGS, INC.
Value ($000) $19,088 (-20.1%) Shares 763,216 (-13.5%)
CreativeOne Wealth, LLC
Value ($000) $1,674 (-14.8%) Shares 66,933 (-7.8%)
Mutual Advisors, LLC
Value ($000) $723 (-16.9%) Shares 28,907 (-8.7%)
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $3,320 (-11.3%) Shares 132,746 (-4.0%)
Ausdal Financial Partners, Inc.
Value ($000) $371 (-13.2%) Shares 14,833 (-6.1%)
Encompass More Asset Management
Value ($000) $328 (-9.9%) Shares 13,118 (-2.5%)
Envestnet Portfolio Solutions, Inc.
Value ($000) $482 (-12.5%) Shares 19,274 (-5.3%)
HARBOUR INVESTMENTS, INC.
Value ($000) $98 (-16.6%) Shares 3,906 (-9.8%)
AE Wealth Management LLC
Value ($000) $14 (-48.1%) Shares 574 (-43.8%)
Global Retirement Partners, LLC
Value ($000) $3 (-28.7%) Shares 105 (-22.8%)
IFP Advisors, Inc
Value ($000) $2 (-23.9%) Shares 98 (-17.6%)
EverSource Wealth Advisors, LLC
Value ($000) $12 (-8.7%) Shares 490 (-1.2%)
CWM, LLC
Value ($000) $0 (-36.0%) Shares 639 (-30.8%)

Exited Positions (5)

Tripletail Wealth Management, LLC
Value ($000) $63 Shares 2,222
Ashton Thomas Private Wealth, LLC
Value ($000) $289 Shares 10,681
CITADEL ADVISORS LLC
Value ($000) $252 Shares 9,309
Advisory Services Network, LLC
Value ($000) $40 Shares 1,468
SIMPLEX TRADING, LLC
Value ($000) $0 Shares 81