NORTHERN LTS FD TR IV

Ticker: SECT CUSIP: 66538H591 Class: MAIN SECTR ROTN

Allworth Financial LP's Holding History (CIK: 0001555170)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 5,585 Value ($000) $360 Avg Close — Range —
Q3 2025
Shares 5,585 Value ($000) $352 Avg Close — Range —
Q2 2025
Shares 8,092 Value ($000) $470 Avg Close — Range —
Q1 2025
Shares 8,092 Value ($000) $408 Avg Close — Range —
Q4 2024
Shares 6,441 Value ($000) $370 Avg Close — Range —
Q3 2024
Shares 391 Value ($000) $21 Avg Close — Range —
Q3 2023
Shares 347 Value ($000) $15 Avg Close — Range —
Q2 2023
Shares 346 Value ($000) $15 Avg Close — Range —
Q1 2023
Shares 346 Value ($000) $14 Avg Close — Range —