NORTHERN LTS FD TR IV

Ticker: SECT CUSIP: 66538H591 Class: MAIN SECTR ROTN

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Brinker Capital Investments, LLC17,505,819$1,129,651
OSAIC HOLDINGS, INC.6,431,724$415,040
LPL Financial LLC4,435,459$286,220
ENVESTNET ASSET MANAGEMENT INC1,300,892$83,947
POTOMAC FUND MANAGEMENT INC /ADV824,013$53,174
CreativeOne Wealth, LLC689,763$44,510
Integrated Wealth Concepts LLC562,302$36,285
GeoWealth Management, LLC511,440$33,003
Madrona Financial Services, LLC427,232$27,569
Main Management LLC406,208$26
Cetera Investment Advisers388,004$25,038
Copley Financial Group, Inc.301,270$19,441
Mutual Advisors, LLC234,209$15,114
INTEGRITY ALLIANCE, LLC.201,707$13,016
Encompass More Asset Management198,505$12,810
Gibbs Wealth Management172,059$11,127
Atria Investments, Inc157,292$10,150
Silver Grove Financial Group, Inc.156,398$10,092
Ausdal Financial Partners, Inc.139,391$8,995
Spire Wealth Management132,626$8,558
Sigma Planning Corp124,820$8,075
Mariner, LLC106,745$6,888
CWM, LLC96,484$6
Geneos Wealth Management Inc.86,781$5,600
Envestnet Portfolio Solutions, Inc.86,249$5,566
Cambridge Investment Research Advisors, Inc.67,946$4
Echo45 Advisors LLC67,790$4,375
Virtue Capital Management, LLC59,807$3,865
PACIFIC FINANCIAL GROUP INC50,621$3,267
Advantage Trust Co46,639$3,010
Waverly Advisors, LLC45,877$2,960
Tactive Advisors, LLC44,242$2,855
OLD MISSION CAPITAL LLC43,209$2,788
VisionPoint Advisory Group, LLC43,002$2,775
GWN SECURITIES INC.42,725$2,757
AMG Asset Management Group, Inc.41,118$2,653
WORLD EQUITY GROUP, INC.40,496$2,613
CFC Planning Co LLC39,507$2,549
Fiduciary Alliance LLC37,885$2,445
Lunt Capital Management, Inc.37,245$2,403
CITADEL ADVISORS LLC36,004$2,323
Foundations Investment Advisors, LLC31,281$2,019
FLORIDA FINANCIAL ADVISORS, LLC25,954$1,675
Bravias Capital Group, LLC24,937$1,609
Simplicity Wealth,LLC23,362$1,508
COMMONWEALTH EQUITY SERVICES, LLC22,648$1,461
BAM Wealth Management, LLC21,309$1,375
Independent Wealth Network Inc.21,002$1,355
COLDSTREAM CAPITAL MANAGEMENT INC20,946$1,352
Koshinski Asset Management, Inc.19,884$1,283
Virtu Financial LLC17,374$1
Signal Advisors Wealth, LLC16,692$1,077
NATIXIS ADVISORS, L.P.16,048$1
SUSQUEHANNA INTERNATIONAL GROUP, LLP15,892$1,026
SMITH, MOORE & CO.13,446$868
Kestra Advisory Services, LLC12,944$835
PFG Investments, LLC12,697$819
Sanctuary Advisors, LLC12,493$806
TCP Asset Management, LLC12,266$792
AQR CAPITAL MANAGEMENT LLC11,984$773
SILVER OAK SECURITIES, INCORPORATED11,706$761
Triad Wealth Partners, LLC10,928$705
Advisory Services Network, LLC10,571$682
Coppell Advisory Solutions LLC10,523$684
CIBC Private Wealth Group, LLC10,427$673
Brookwood Investment Group LLC10,123$653
Keystone Financial Group8,613$556
Private Advisor Group, LLC8,226$531
Farther Finance Advisors, LLC7,683$496
SIGNATUREFD, LLC7,653$494
Barnes Dennig Private Wealth Management LLC7,512$485
AE Wealth Management LLC7,502$484
RAYMOND JAMES FINANCIAL INC6,658$430
Meeder Advisory Services, Inc.6,328$408
Bison Wealth, LLC6,177$374
Diversify Advisory Services, LLC6,151$400
Western Wealth Management, LLC6,047$390
Ethos Financial Group, LLC6,036$390
Sovran Advisors, LLC6,015$392
Allworth Financial LP5,585$360
WELLS FARGO & COMPANY/MN5,504$355
Buck Wealth Strategies, LLC5,455$352
HARBOUR INVESTMENTS, INC.4,855$313
Integrity Advisory Solutions, LLC4,333$280
Anchor Investment Management, LLC4,257$275
Cerity Partners LLC4,152$268
Wilian Securities, LLC4,060$262
Arkadios Wealth Advisors3,788$244
VICTORY FINANCIAL GROUP, LLC3,693$238
WHITTIER TRUST CO3,524$232
Summit Financial, LLC3,485$225
JPMORGAN CHASE & CO3,482$225
Discipline Wealth Solutions, LLC3,382$218
Aptus Capital Advisors, LLC3,312$214
Perigon Wealth Management, LLC3,301$213
Waterfront Wealth Inc.3,300$215
EverSource Wealth Advisors, LLC3,195$206
ASSETMARK, INC2,807$181
Nemes Rush Group LLC2,633$170
MORGAN STANLEY1,703$110
10 other institutions7,922$469
Total (110 institutions)37,017,271$2,349,793