NORTHERN LTS FD TR IV

Ticker: SECT CUSIP: 66538H591 Class: MAIN SECTR ROTN

Concorde Asset Management, LLC's Holding History (CIK: 0001631773)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 9,321 Value ($000) $288 Avg Close — Range —
Q3 2019
Shares 9,624 Value ($000) $280 Avg Close — Range —
Q2 2019
Shares 9,824 Value ($000) $283 Avg Close — Range —
Q1 2019
Shares 9,220 Value ($000) $255 Avg Close — Range —
Q4 2018
Shares 9,405 Value ($000) $229 Avg Close — Range —
Q3 2018
Shares 9,377 Value ($000) $273 Avg Close — Range —
Q2 2018
Shares 21,808 Value ($000) $607 Avg Close — Range —
Q1 2018
Shares 24,812 Value ($000) $689 Avg Close — Range —
Q4 2017
Shares 25,778 Value ($000) $705 Avg Close — Range —