NORTHERN LIGHTS FD TR

Ticker: DUKQ CUSIP: 66538J332 Class: OCEAN PARK DOMES

Note: Option positions (PUT/CALL) are excluded.

Institution	Shares	Value ($000)
Kestra Advisory Services, LLC	927	$26
UBS Group AG	425	$12

Institution	Prev Shares	Curr Shares	Change
Sigma Planning Corp	202,042	208,454	+6,412 (+3.2%)

Institution	Prev Shares	Curr Shares	Change
Cambridge Investment Research Advisors, Inc.	158,728	112,502	-46,226 (-29.1%)
COMMONWEALTH EQUITY SERVICES, LLC	11,187	10,894	-293 (-2.6%)