NORTHERN LTS FD TR III

Ticker: CPAI CUSIP: 66538R540 Class: COUNTERPOINT QUA

OSAIC HOLDINGS, INC.'s Holding History (CIK: 0001677044)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 115,839 Value ($000) $4,645 Avg Close — Range —
Q3 2025
Shares 110,030 Value ($000) $4,089 Avg Close — Range —
Q2 2025
Shares 107,330 Value ($000) $3,991 Avg Close — Range —
Q1 2025
Shares 5,470 Value ($000) $183 Avg Close — Range —
Q3 2024
Shares 50 Value ($000) $2 Avg Close — Range —
Q2 2024
Shares 50 Value ($000) $2 Avg Close — Range —
Q1 2024
Shares 50 Value ($000) $1 Avg Close — Range —