CUSIP: 665531AJ8 Class: NOTE 3.625% 4/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Benefit Street Partners LLC | 500,000 | $477 |
| WOLVERINE ASSET MANAGEMENT LLC | 22,877,000 | $21,969 |
| Jump Financial, LLC | 10,000,000 | $9,628 |
| Jefferies Financial Group Inc. | 1,616,000 | $1,556 |
| JPMORGAN CHASE & CO | 332,000 | $319 |
| CSS LLC/IL | 41,000 | $39 |
| PRINCIPAL FINANCIAL GROUP INC | 133,000 | $128 |
| MML INVESTORS SERVICES, LLC | 13,000 | $13 |
| CoreCap Advisors, LLC | 4,000 | $4 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| PenderFund Capital Management Ltd. | 5,000,000 | 20,000,000 | +15,000,000 (+300.0%) |
| Kohlberg Kravis Roberts & Co. L.P. | 390,000 | 24,139,000 | +23,749,000 (+6089.5%) |
| ZAZOVE ASSOCIATES LLC | 12,826,000 | 13,401,000 | +575,000 (+4.5%) |
| SHENKMAN CAPITAL MANAGEMENT INC | 6,899,000 | 7,339,000 | +440,000 (+6.4%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 29,298,000 | 29,815,000 | +517,000 (+1.8%) |
| BALYASNY ASSET MANAGEMENT L.P. | 8,648,000 | 23,500,000 | +14,852,000 (+171.7%) |
| DEUTSCHE BANK AG\ | 1,146,000 | 9,398,000 | +8,252,000 (+720.1%) |
| D. E. Shaw & Co., Inc. | 21,250,000 | 24,250,000 | +3,000,000 (+14.1%) |
| BANK OF MONTREAL /CAN/ | 1,424,000 | 4,200,000 | +2,776,000 (+194.9%) |
| ROYAL BANK OF CANADA | 140,000 | 1,640,000 | +1,500,000 (+1071.4%) |
| Thrivent Financial for Lutherans | 23,055,000 | 24,110,000 | +1,055,000 (+4.6%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Magnetar Financial LLC | 45,500,000 | 13,503,000 | -31,997,000 (-70.3%) |
| MACKAY SHIELDS LLC | 32,032,000 | 30,023,000 | -2,009,000 (-6.3%) |
| Jain Global LLC | 22,500,000 | 5,000,000 | -17,500,000 (-77.8%) |
| MIZUHO SECURITIES USA LLC | 5,000,000 | 3,858,000 | -1,142,000 (-22.8%) |
| MILLENNIUM MANAGEMENT LLC | 13,300,000 | 1,300,000 | -12,000,000 (-90.2%) |
| NOMURA HOLDINGS INC | 203,166 | 16,638 | -186,528 (-91.8%) |
| WELLS FARGO & COMPANY/MN | 9,058,000 | 1,133,000 | -7,925,000 (-87.5%) |
| BlackRock, Inc. | 26,330,000 | 9,190,000 | -17,140,000 (-65.1%) |
| LOOMIS SAYLES & CO L P | 212,363 | 133,020 | -79,343 (-37.4%) |
| NEW YORK STATE COMMON RETIREMENT FUND | 2,688,000 | 1,450,000 | -1,238,000 (-46.1%) |
| WELLINGTON MANAGEMENT GROUP LLP | 11,445,000 | 9,280,000 | -2,165,000 (-18.9%) |
| BARCLAYS PLC | 1,891,000 | 106,000 | -1,785,000 (-94.4%) |
| Police & Firemen's Retirement System of New Jersey | 752,000 | 415,000 | -337,000 (-44.8%) |
| PALISADE CAPITAL MANAGEMENT, LP | 2,853,000 | 2,765,000 | -88,000 (-3.1%) |
| Man Group plc | 1,285,000 | 1,035,000 | -250,000 (-19.5%) |
| Calamos Wealth Management LLC | 97,000 | 70,000 | -27,000 (-27.8%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| SUSQUEHANNA ADVISORS GROUP, INC. | 6,776,000 | $6,811 |
| LMR Partners LLP | 10,000,000 | $9,994 |
| TORONTO DOMINION BANK | 12,370,000 | $12,432 |
| Nuveen, LLC | 17,757,000 | $17,784 |
| Nicholas Investment Partners, LP | 200,000 | $200 |
| AMERIPRISE FINANCIAL INC | 7,500,000 | $7,524 |
| FRANKLIN RESOURCES INC | 5,673,000 | $5,703 |
| MACQUARIE GROUP LTD | 1,200,000 | $1,204 |
| FIFTH THIRD BANCORP | 8,000 | $801 |
| MORGAN STANLEY | 773,000 | $774 |
| BANK OF AMERICA CORP /DE/ | 313,000 | $313 |