NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Dodge & Cox9,014,641$1,242,849
MORGAN STANLEY8,876,906$1,223,860
DIMENSIONAL FUND ADVISORS LP8,524,394$1,175,312
PRIMECAP MANAGEMENT CO/CA/7,579,274$1,044,955
Fisher Asset Management, LLC7,465,850$1,029,317
LOOMIS SAYLES & CO L P5,534,215$763,002
BANK OF AMERICA CORP /DE/4,549,016$627,173
FRANKLIN RESOURCES INC4,479,307$617,562
GQG Partners LLC3,158,122$435,414
BlackRock, Inc.2,808,091$387,152
GOLDMAN SACHS GROUP INC2,745,444$378,514
NORTHERN TRUST CORP2,351,181$324,157
JANUS HENDERSON GROUP PLC2,234,418$308,059
Cullen Capital Management, LLC2,080,796$286,879
RAYMOND JAMES FINANCIAL INC1,845,605$254,464
WELLS FARGO & COMPANY/MN1,842,043$253,962
PRINCIPAL FINANCIAL GROUP INC1,809,158$249,429
ENVESTNET ASSET MANAGEMENT INC1,782,198$245,712
FMR LLC1,662,296$229,181
STATE STREET CORP1,450,061$202,116
UBS Group AG1,361,274$187,679
RENAISSANCE TECHNOLOGIES LLC1,343,033$185,164
Chevy Chase Trust Holdings, LLC1,061,372$146,331
BANK OF MONTREAL /CAN/984,599$135,747
SCHARF INVESTMENTS, LLC962,900$132,756
VAN ECK ASSOCIATES CORP960,657$132
EARNEST PARTNERS LLC921,396$127,033
TRUIST FINANCIAL CORP887,296$122,332
NATIXIS ADVISORS, L.P.838,382$116
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP787,977$108,638
MARSHALL WACE, LLP693,356$95,593
Connor, Clark & Lunn Investment Management Ltd.651,144$89,773
AMERICAN CENTURY COMPANIES INC618,268$85,241
LPL Financial LLC607,748$83,790
HARDING LOEVNER LP603,387$83,207
WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC601,912$82,986
JPMORGAN CHASE & CO592,652$81,709
ROYAL BANK OF CANADA577,922$79,676
AMERIPRISE FINANCIAL INC569,722$78,547
BRISTOL JOHN W & CO INC /NY/569,718$78,547
SEI INVESTMENTS CO565,012$77,899
CIBC WORLD MARKET INC.528,563$72,873
CIBC Private Wealth Group, LLC517,027$71,282
NewEdge Wealth, LLC505,339$69,671
Harvest Portfolios Group Inc.492,014$67,834
Corient Private Wealth LLC482,703$66,575
Clark Capital Management Group, Inc.445,689$61,447
Creative Planning438,963$60,520
TODD ASSET MANAGEMENT LLC434,246$59,871
ASSETMARK, INC406,231$56,007
TCTC Holdings, LLC394,089$54,333
FIRST TRUST ADVISORS LP371,761$51,255
LORD, ABBETT & CO. LLC366,160$50
Defilade Capital Management, L.P.362,816$50,021
Mirae Asset Global Investments Co., Ltd.342,536$47,225
Janney Montgomery Scott LLC319,855$44
Bank of New York Mellon Corp318,126$43,860
Saturna Capital CORP312,662$43,107
Quantinno Capital Management LP301,191$41,525
O'SHAUGHNESSY ASSET MANAGEMENT, LLC300,078$41,372
Grantham, Mayo, Van Otterloo & Co. LLC299,175$41,247
Cerity Partners LLC294,770$40,641
CHARLES SCHWAB INVESTMENT MANAGEMENT INC290,480$40,048
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY274,950$38
STIFEL FINANCIAL CORP272,382$37,555
COOKSON PEIRCE & CO INC268,943$37,079
US BANCORP \DE\267,269$36,849
BRANDES INVESTMENT PARTNERS, LP262,797$36,234
OLD MISSION CAPITAL LLC254,991$35,156
HighTower Advisors, LLC251,375$34,657
Integral Health Asset Management, LLC250,000$34,468
Midwest Trust Co249,741$34,432
MML INVESTORS SERVICES, LLC242,771$33,471
Mariner, LLC236,476$32,610
Toroso Investments, LLC226,256$31,194
Promethos Capital, LLC224,804$28,555
First Financial Bankshares Inc224,783$30,991
OPPENHEIMER ASSET MANAGEMENT INC.220,181$30,356
D.A. DAVIDSON & CO.219,714$30,292
Martin Investment Management, LLC211,504$29,160
PNC Financial Services Group, Inc.210,204$28,981
Focus Partners Wealth208,560$28,749
MANAGED ASSET PORTFOLIOS, LLC198,636$27,386
JONES FINANCIAL COMPANIES LLLP196,282$27,061
GODSEY & GIBB, INC191,084$26,345
BROWN ADVISORY INC188,406$25,976
AQR CAPITAL MANAGEMENT LLC186,600$25,727
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC186,406$26,603
NEW YORK STATE COMMON RETIREMENT FUND185,366$25,556
Cetera Investment Advisers178,949$24,672
ABC ARBITRAGE SA176,749$24,368
Invesco Ltd.175,677$24,221
Foresight Global Investors, Inc.172,083$23,725
COMMONWEALTH EQUITY SERVICES, LLC168,386$23,215
OSAIC HOLDINGS, INC.166,724$22,993
Capital Wealth Planning, LLC163,545$22,658
CAPTRUST FINANCIAL ADVISORS161,252$22,232
HRT FINANCIAL LP157,661$22
OAK ASSOCIATES LTD /OH/156,995$21,645
MERCER GLOBAL ADVISORS INC /ADV156,158$24,079
1371 other institutions18,089,176$2,329,238
Total (1,471 institutions)132,911,053$17,761,316