NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

GENERAL ELECTRIC CO's Holding History (CIK: 0000040545)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013

Shares 131,765 Value ($000) $10,591 Avg Close — Range —

Q3 2013

Shares 132,735 Value ($000) $10,182 Avg Close — Range —

Q2 2013

Shares 136,769 Value ($000) $9,671 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2013	131,765	$10,591	—	—
Q3 2013	132,735	$10,182	—	—
Q2 2013	136,769	$9,671	—	—