NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

SENTRY INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0000089014)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 12,300 Value ($000) $944 Avg Close — Range —
Q2 2013
Shares 12,300 Value ($000) $870 Avg Close — Range —