NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

AUGUSTINE ASSET MANAGEMENT INC's Holding History (CIK: 0000778963)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018

Shares 9,870 Value ($000) $797 Avg Close — Range —

Q4 2017

Shares 5,460 Value ($000) $458 Avg Close — Range —

Q3 2017

Shares 8,562 Value ($000) $735 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2018	9,870	$797	—	—
Q4 2017	5,460	$458	—	—
Q3 2017	8,562	$735	—	—