NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

CONNING INC.'s Holding History (CIK: 0000801051)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 6,000 Value ($000) $577 Avg Close — Range —
Q3 2018
Shares 5,673 Value ($000) $489 Avg Close — Range —
Q2 2018
Shares 5,673 Value ($000) $429 Avg Close — Range —
Q1 2018
Shares 6,351 Value ($000) $513 Avg Close — Range —
Q4 2017
Shares 6,607 Value ($000) $555 Avg Close — Range —
Q3 2017
Shares 8,535 Value ($000) $733 Avg Close — Range —
Q2 2017
Shares 3,660 Value ($000) $306 Avg Close — Range —
Q1 2017
Shares 3,735 Value ($000) $277 Avg Close — Range —
Q4 2016
Shares 3,060 Value ($000) $223 Avg Close — Range —
Q1 2014
Shares 2,500 Value ($000) $213 Avg Close — Range —
Q4 2013
Shares 2,500 Value ($000) $201 Avg Close — Range —