NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Sound Shore Management Inc /CT/'s Holding History (CIK: 0000820124)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 1,849,897 Value ($000) $171,411 Avg Close — Range —
Q3 2014
Shares 1,717,269 Value ($000) $161,647 Avg Close — Range —
Q2 2014
Shares 1,442,881 Value ($000) $130,624 Avg Close — Range —
Q1 2014
Shares 1,522,548 Value ($000) $129,447 Avg Close — Range —
Q4 2013
Shares 1,641,384 Value ($000) $131,934 Avg Close — Range —
Q3 2013
Shares 1,658,673 Value ($000) $127,237 Avg Close — Range —
Q2 2013
Shares 1,712,768 Value ($000) $121,110 Avg Close — Range —