NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

CRAMER ROSENTHAL MCGLYNN LLC's Holding History (CIK: 0000820743)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015

Shares 362,950 Value ($000) $33,362 Avg Close — Range —

Q2 2015

Shares 385,070 Value ($000) $37,868 Avg Close — Range —

Q1 2015

Shares 586,525 Value ($000) $57,837 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2015	362,950	$33,362	—	—
Q2 2015	385,070	$37,868	—	—
Q1 2015	586,525	$57,837	—	—