NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Brandywine Global Investment Management, LLC's Holding History (CIK: 0000829108)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014

Shares 652,900 Value ($000) $59,108 Avg Close — Range —

Q1 2014

Shares 629,380 Value ($000) $53,510 Avg Close — Range —

Q4 2013

Shares 595,600 Value ($000) $47,875 Avg Close — Range —

Q3 2013

Shares 597,200 Value ($000) $45,812 Avg Close — Range —

Q2 2013

Shares 598,600 Value ($000) $42,328 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2014	652,900	$59,108	—	—
Q1 2014	629,380	$53,510	—	—
Q4 2013	595,600	$47,875	—	—
Q3 2013	597,200	$45,812	—	—
Q2 2013	598,600	$42,328	—	—