NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

COMMERZBANK AKTIENGESELLSCHAFT /FI's Holding History (CIK: 0000852933)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 6,640 Value ($000) $1 Avg Close — Range —
Q3 2019
Shares 11,621 Value ($000) $1 Avg Close — Range —
Q2 2019
Shares 11,621 Value ($000) $1 Avg Close — Range —
Q1 2019
Shares 6,990 Value ($000) $1 Avg Close — Range —
Q4 2018
Shares 36,352 Value ($000) $3 Avg Close — Range —
Q3 2018
Shares 40,618 Value ($000) $4 Avg Close — Range —
Q2 2018
Shares 48,425 Value ($000) $4 Avg Close — Range —
Q1 2018
Shares 42,602 Value ($000) $3 Avg Close — Range —
Q4 2017
Shares 40,336 Value ($000) $3 Avg Close — Range —
Q3 2017
Shares 45,562 Value ($000) $3,911 Avg Close — Range —
Q2 2017
Shares 32,227 Value ($000) $2,690 Avg Close — Range —
Q1 2017
Shares 34,778 Value ($000) $2,583 Avg Close — Range —
Q4 2016
Shares 30,416 Value ($000) $2,216 Avg Close — Range —
Q3 2016
Shares 29,767 Value ($000) $2,350 Avg Close — Range —
Q2 2016
Shares 30,863 Value ($000) $2,547 Avg Close — Range —
Q1 2016
Shares 35,819 Value ($000) $2,595 Avg Close — Range —
Q4 2015
Shares 33,887 Value ($000) $2,916 Avg Close — Range —
Q3 2015
Shares 33,630 Value ($000) $3,091 Avg Close — Range —
Q2 2015
Shares 27,990 Value ($000) $2,753 Avg Close — Range —
Q1 2015
Shares 27,990 Value ($000) $2,760 Avg Close — Range —
Q4 2014
Shares 25,000 Value ($000) $2,316 Avg Close — Range —
Q3 2014
Shares 25,000 Value ($000) $2,353 Avg Close — Range —