NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

CAISSE DE DEPOT ET PLACEMENT DU QUEBEC's Holding History (CIK: 0000898286)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 29,300 Value ($000) $2,505 Avg Close — Range —

Q4 2020

Shares 62,500 Value ($000) $5,902 Avg Close — Range —

Q3 2016

Shares 138,000 Value ($000) $10,896 Avg Close — Range —

Q2 2016

Shares 138,000 Value ($000) $11,386 Avg Close — Range —

Q1 2016

Shares 138,000 Value ($000) $9,997 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	29,300	$2,505	—	—
Q4 2020	62,500	$5,902	—	—
Q3 2016	138,000	$10,896	—	—
Q2 2016	138,000	$11,386	—	—
Q1 2016	138,000	$9,997	—	—