NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

ARDSLEY ADVISORY PARTNERS LP's Holding History (CIK: 0000900529)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 10,000 Value ($000) $947 Avg Close — Range —
Q1 2019
Shares 9,000 Value ($000) $865 Avg Close — Range —
Q4 2018
Shares 7,000 Value ($000) $601 Avg Close — Range —
Q2 2017
Shares 4,000 Value ($000) $334 Avg Close — Range —
Q4 2015
Shares 2,500 Value ($000) $215 Avg Close — Range —
Q3 2015
Shares 2,500 Value ($000) $230 Avg Close — Range —
Q2 2015
Shares 2,500 Value ($000) $244 Avg Close — Range —
Q1 2015
Shares 2,500 Value ($000) $247 Avg Close — Range —
Q4 2014
Shares 2,500 Value ($000) $232 Avg Close — Range —
Q3 2014
Shares 2,500 Value ($000) $235 Avg Close — Range —
Q2 2014
Shares 2,500 Value ($000) $226 Avg Close — Range —