NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

ADVISORY RESEARCH INC's Holding History (CIK: 0000902584)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 278,051 Value ($000) $22,480 Avg Close — Range —
Q4 2017
Shares 265,592 Value ($000) $22,299 Avg Close — Range —
Q3 2017
Shares 267,763 Value ($000) $22,987 Avg Close — Range —
Q2 2017
Shares 238,002 Value ($000) $19,866 Avg Close — Range —
Q1 2017
Shares 77,915 Value ($000) $5,787 Avg Close — Range —