NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

DOHENY ASSET MANAGEMENT /CA's Holding History (CIK: 0000936936)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 6,335 Value ($000) $609 Avg Close — Range —
Q4 2015
Shares 4,625 Value ($000) $398 Avg Close — Range —
Q3 2015
Shares 4,700 Value ($000) $432 Avg Close — Range —
Q2 2015
Shares 8,225 Value ($000) $809 Avg Close — Range —
Q1 2015
Shares 8,225 Value ($000) $811 Avg Close — Range —
Q4 2014
Shares 8,225 Value ($000) $762 Avg Close — Range —