NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

MARTINGALE ASSET MANAGEMENT L P's Holding History (CIK: 0000936944)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013

Shares 62,642 Value ($000) $5,036 Avg Close — Range —

Q3 2013

Shares 62,642 Value ($000) $4,806 Avg Close — Range —

Q2 2013

Shares 63,342 Value ($000) $4,479 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2013	62,642	$5,036	—	—
Q3 2013	62,642	$4,806	—	—
Q2 2013	63,342	$4,479	—	—