NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

PALISADE CAPITAL MANAGEMENT, LP's Holding History (CIK: 0001009006)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 2,941 Value ($000) $238 Avg Close — Range —
Q4 2017
Shares 3,256 Value ($000) $273 Avg Close — Range —
Q3 2017
Shares 3,506 Value ($000) $301 Avg Close — Range —
Q2 2017
Shares 3,506 Value ($000) $293 Avg Close — Range —
Q1 2017
Shares 3,506 Value ($000) $260 Avg Close — Range —
Q4 2016
Shares 3,516 Value ($000) $256 Avg Close — Range —
Q3 2016
Shares 3,841 Value ($000) $303 Avg Close — Range —
Q2 2016
Shares 3,841 Value ($000) $317 Avg Close — Range —
Q1 2016
Shares 3,681 Value ($000) $267 Avg Close — Range —
Q4 2015
Shares 3,736 Value ($000) $321 Avg Close — Range —
Q3 2015
Shares 3,046 Value ($000) $280 Avg Close — Range —
Q2 2015
Shares 2,796 Value ($000) $275 Avg Close — Range —
Q1 2015
Shares 2,796 Value ($000) $276 Avg Close — Range —