NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

HBK INVESTMENTS L P's Holding History (CIK: 0001011443)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 17,843 Value ($000) $1,531 Avg Close — Range —
Q2 2018
Shares 10,500 Value ($000) $793 Avg Close — Range —
Q1 2018
Shares 16,993 Value ($000) $1,374 Avg Close — Range —
Q1 2017
Shares 30,900 Value ($000) $2,295 Avg Close — Range —
Q4 2015
Shares 89,800 Value ($000) $7,726 Avg Close — Range —
Q3 2015
Shares 12,600 Value ($000) $1,158 Avg Close — Range —
Q2 2015
Shares 16,400 Value ($000) $1,613 Avg Close — Range —
Q1 2015
Shares 23,872 Value ($000) $2,354 Avg Close — Range —
Q4 2014
Shares 18,900 Value ($000) $1,751 Avg Close — Range —
Q3 2014
Shares 9,827 Value ($000) $925 Avg Close — Range —
Q3 2013
Shares 12,203 Value ($000) $936 Avg Close — Range —
Q2 2013
Shares 13,866 Value ($000) $980 Avg Close — Range —