NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 424 Value ($000) $36 Avg Close — Range —
Q2 2017
Shares 237 Value ($000) $20 Avg Close — Range —
Q1 2017
Shares 233 Value ($000) $17 Avg Close — Range —
Q4 2016
Shares 336 Value ($000) $24 Avg Close — Range —
Q3 2016
Shares 336 Value ($000) $27 Avg Close — Range —
Q2 2016
Shares 304 Value ($000) $25 Avg Close — Range —
Q1 2016
Shares 328 Value ($000) $24 Avg Close — Range —
Q4 2015
Shares 613 Value ($000) $53 Avg Close — Range —
Q3 2015
Shares 613 Value ($000) $56 Avg Close — Range —
Q2 2015
Shares 615 Value ($000) $60 Avg Close — Range —
Q1 2015
Shares 642 Value ($000) $63 Avg Close — Range —
Q4 2014
Shares 1,592 Value ($000) $148 Avg Close — Range —
Q3 2014
Shares 1,992 Value ($000) $188 Avg Close — Range —
Q2 2014
Shares 1,375 Value ($000) $124 Avg Close — Range —
Q1 2014
Shares 375 Value ($000) $32 Avg Close — Range —
Q4 2013
Shares 1,000 Value ($000) $80 Avg Close — Range —