NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

GREAT WEST LIFE ASSURANCE CO /CAN/'s Holding History (CIK: 0001046192)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 5,201 Value ($000) $511 Avg Close — Range —
Q1 2015
Shares 201 Value ($000) $20 Avg Close — Range —
Q4 2014
Shares 201 Value ($000) $19 Avg Close — Range —
Q3 2014
Shares 201 Value ($000) $17 Avg Close — Range —
Q2 2014
Shares 5,201 Value ($000) $469 Avg Close — Range —
Q1 2014
Shares 5,201 Value ($000) $439 Avg Close — Range —
Q4 2013
Shares 5,201 Value ($000) $419 Avg Close — Range —
Q3 2013
Shares 5,201 Value ($000) $398 Avg Close — Range —
Q2 2013
Shares 5,000 Value ($000) $354 Avg Close — Range —