NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

WEXFORD CAPITAL LP's Holding History (CIK: 0001048462)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015

Shares 54,121 Value ($000) $4,975 Avg Close — Range —

Q4 2014

Shares 65,560 Value ($000) $6,075 Avg Close — Range —

Q3 2014

Shares 57,850 Value ($000) $5,445 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2015	54,121	$4,975	—	—
Q4 2014	65,560	$6,075	—	—
Q3 2014	57,850	$5,445	—	—