NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

CAPITAL INTERNATIONAL SARL's Holding History (CIK: 0001065349)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 165 Value ($000) $12 Avg Close — Range —
Q3 2016
Shares 1,165 Value ($000) $92 Avg Close — Range —
Q2 2016
Shares 1,165 Value ($000) $96 Avg Close — Range —
Q1 2016
Shares 1,165 Value ($000) $84 Avg Close — Range —
Q4 2015
Shares 1,165 Value ($000) $100 Avg Close — Range —
Q3 2015
Shares 1,165 Value ($000) $107 Avg Close — Range —
Q2 2015
Shares 1,165 Value ($000) $115 Avg Close — Range —
Q1 2015
Shares 1,165 Value ($000) $115 Avg Close — Range —
Q4 2014
Shares 1,165 Value ($000) $108 Avg Close — Range —
Q3 2014
Shares 1,165 Value ($000) $110 Avg Close — Range —
Q2 2014
Shares 1,165 Value ($000) $105 Avg Close — Range —
Q1 2014
Shares 1,165 Value ($000) $99 Avg Close — Range —
Q4 2013
Shares 1,165 Value ($000) $94 Avg Close — Range —
Q3 2013
Shares 765 Value ($000) $59 Avg Close — Range —
Q2 2013
Shares 765 Value ($000) $54 Avg Close — Range —