NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC's Holding History (CIK: 0001079935)

Note: Option positions (PUT/CALL) are excluded.

Q4 2023

Shares 2,960 Value ($000) $0 Avg Close — Range —

Q3 2023

Shares 3,074 Value ($000) $0 Avg Close — Range —

Q2 2023

Shares 3,008 Value ($000) $0 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2023	2,960	$0	—	—
Q3 2023	3,074	$0	—	—
Q2 2023	3,008	$0	—	—