NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 55 Value ($000) $5 Avg Close — Range —
Q3 2017
Shares 7,385 Value ($000) $634 Avg Close — Range —