NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 7,186 Value ($000) $991 Avg Close Range
Q3 2025
Shares 4,106 Value ($000) $527 Avg Close Range
Q3 2018
Shares 13,600 Value ($000) $1,172 Avg Close Range
Q3 2015
Shares 1,100 Value ($000) $101 Avg Close Range
Q2 2015
Shares 1,100 Value ($000) $108 Avg Close Range
Q4 2014
Shares 6,000 Value ($000) $556 Avg Close Range
Q4 2013
Shares 10,590 Value ($000) $851 Avg Close Range
Q3 2013
Shares 10,590 Value ($000) $812 Avg Close Range
Q2 2013
Shares 10,590 Value ($000) $749 Avg Close Range
Q1 2013
Shares 10,590 Value ($000) $754 Avg Close Range
Q4 2012
Shares 10,590 Value ($000) $670 Avg Close Range
Q3 2012
Shares 10,590 Value ($000) $649 Avg Close Range
Q2 2012
Shares 10,590 Value ($000) $592 Avg Close Range
Q1 2012
Shares 6,590 Value ($000) $365 Avg Close Range
Q4 2011
Shares 6,590 Value ($000) $377 Avg Close Range
Q3 2011
Shares 8,290 Value ($000) $462 Avg Close Range
Q2 2011
Shares 8,290 Value ($000) $507 Avg Close Range
Q1 2011
Shares 8,290 Value ($000) $451 Avg Close Range
Q4 2010
Shares 9,690 Value ($000) $571 Avg Close Range
Q1 2010
Shares 9,690 Value ($000) $524 Avg Close Range
Q4 2009
Shares 9,690 Value ($000) $527 Avg Close Range
Q3 2009
Shares 6,190 Value ($000) $312 Avg Close Range
Q2 2009
Shares 6,190 Value ($000) $252 Avg Close Range
Q1 2009
Shares 4,090 Value ($000) $154 Avg Close Range