NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

CAZ INVESTMENTS LP's Holding History (CIK: 0001159363)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 6,300 Value ($000) $621 Avg Close — Range —
Q4 2014
Shares 6,300 Value ($000) $584 Avg Close — Range —