NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC's Holding History (CIK: 0001164833)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 9,665 Value ($000) $896 Avg Close — Range —
Q3 2014
Shares 9,646 Value ($000) $908 Avg Close — Range —
Q2 2014
Shares 649,519 Value ($000) $58,801 Avg Close — Range —
Q1 2014
Shares 2,302,956 Value ($000) $195,797 Avg Close — Range —
Q4 2013
Shares 2,077,223 Value ($000) $166,967 Avg Close — Range —
Q3 2013
Shares 2,126,326 Value ($000) $163,110 Avg Close — Range —
Q2 2013
Shares 2,137,631 Value ($000) $151,152 Avg Close — Range —