NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

PRINCETON CAPITAL MANAGEMENT LLC's Holding History (CIK: 0001167026)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 770 Value ($000) $67 Avg Close — Range —
Q2 2019
Shares 807 Value ($000) $74 Avg Close — Range —
Q1 2019
Shares 807 Value ($000) $78 Avg Close — Range —
Q4 2018
Shares 807 Value ($000) $69 Avg Close — Range —
Q3 2018
Shares 707 Value ($000) $61 Avg Close — Range —
Q2 2018
Shares 707 Value ($000) $53 Avg Close — Range —
Q1 2018
Shares 707 Value ($000) $57 Avg Close — Range —
Q2 2015
Shares 11,294 Value ($000) $1,111 Avg Close — Range —
Q1 2015
Shares 12,037 Value ($000) $1,187 Avg Close — Range —