NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

CIM INVESTMENT MANAGEMENT INC's Holding History (CIK: 0001179791)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 3,000 Value ($000) $250 Avg Close — Range —
Q1 2017
Shares 3,000 Value ($000) $223 Avg Close — Range —
Q4 2016
Shares 3,000 Value ($000) $219 Avg Close — Range —
Q3 2016
Shares 3,000 Value ($000) $237 Avg Close — Range —
Q1 2014
Shares 4,791 Value ($000) $407 Avg Close — Range —