NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

COLRAIN CAPITAL LLC's Holding History (CIK: 0001216093)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 4,000 Value ($000) $297 Avg Close — Range —
Q4 2016
Shares 5,000 Value ($000) $364 Avg Close — Range —