NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

ALPINE WOODS CAPITAL INVESTORS, LLC's Holding History (CIK: 0001226886)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 172,000 Value ($000) $13,906 Avg Close — Range —
Q4 2017
Shares 172,000 Value ($000) $14,441 Avg Close — Range —
Q3 2017
Shares 172,900 Value ($000) $14,843 Avg Close — Range —
Q2 2017
Shares 172,900 Value ($000) $14,432 Avg Close — Range —
Q1 2017
Shares 173,753 Value ($000) $12,905 Avg Close — Range —
Q4 2016
Shares 161,653 Value ($000) $11,775 Avg Close — Range —
Q3 2016
Shares 162,953 Value ($000) $12,867 Avg Close — Range —
Q2 2016
Shares 162,953 Value ($000) $13,445 Avg Close — Range —
Q1 2016
Shares 211,639 Value ($000) $15,331 Avg Close — Range —
Q4 2015
Shares 216,939 Value ($000) $18,665 Avg Close — Range —
Q3 2015
Shares 235,339 Value ($000) $21,632 Avg Close — Range —
Q2 2015
Shares 279,339 Value ($000) $27,470 Avg Close — Range —
Q1 2015
Shares 309,339 Value ($000) $30,504 Avg Close — Range —
Q4 2014
Shares 279,339 Value ($000) $25,884 Avg Close — Range —
Q3 2014
Shares 297,439 Value ($000) $27,998 Avg Close — Range —
Q2 2014
Shares 313,377 Value ($000) $28,370 Avg Close — Range —
Q1 2014
Shares 339,046 Value ($000) $28,826 Avg Close — Range —
Q4 2013
Shares 339,046 Value ($000) $27,252 Avg Close — Range —
Q3 2013
Shares 345,046 Value ($000) $26,468 Avg Close — Range —
Q2 2013
Shares 389,646 Value ($000) $27,552 Avg Close — Range —