NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Yorktown Management & Research Co Inc's Holding History (CIK: 0001313559)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 3,500 Value ($000) $283 Avg Close — Range —
Q4 2017
Shares 3,800 Value ($000) $319 Avg Close — Range —
Q3 2017
Shares 3,800 Value ($000) $326 Avg Close — Range —
Q2 2017
Shares 3,800 Value ($000) $317 Avg Close — Range —
Q1 2017
Shares 3,800 Value ($000) $282 Avg Close — Range —
Q4 2016
Shares 3,800 Value ($000) $277 Avg Close — Range —
Q1 2016
Shares 2,100 Value ($000) $152 Avg Close — Range —