NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Fund Evaluation Group, LLC's Holding History (CIK: 0001356249)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 13,653 Value ($000) $1,176 Avg Close — Range —

Q2 2018

Shares 15,150 Value ($000) $1,144 Avg Close — Range —

Q1 2018

Shares 15,150 Value ($000) $1,225 Avg Close — Range —

Q4 2017

Shares 15,150 Value ($000) $1,272 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	13,653	$1,176	—	—
Q2 2018	15,150	$1,144	—	—
Q1 2018	15,150	$1,225	—	—
Q4 2017	15,150	$1,272	—	—